19. Legal Firm Responsibilities: a practical approach to AML control
Date:
Tuesday 14 November 2017
Time:
05:45pm - 07:15pm
Speaker:
Graham Mackenzie (AML Auditor, Law Society of Scotland)
Seminar Details:

This seminar will cover -
  • The role of the LSS & the role of Scottish Solicitors
  • Relevant statutory provisions & offences – the ML Regs, POCA & TACT
  • AML Controls – “Absolute musts - requirements & fundamentals for every firm”
  • A risk-based approach to AML control, including risk based assessment techniques
  • A holistic approach to due diligence & client take-on
  • International sanctions & the proceeds of corruption
  • The practical implications of the new ML Regulations – what do they mean for legal firms?

The speaker, Graham Mackenzie, has 17 years' experience in a wide variety of financial crime-related roles within the financial sector. This includes complex money laundering investigations, international sanctions violations and project work, along with fraud strategy, analysis and investigation. Graham specialises in using this experience to help firms implement robust, proportional and practical AML controls/risk management frameworks.

 

Booking fee: members £50; non-members £75; trainee/paralegal from member firm £15; trainee/paralegal from non-member firm £25

Related File(s):
Booking Form:
Registrations are now closed

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