Library Image
5a. The Risk Based Approach to AML Supervision at the Law Society of Scotland
Date:
Tuesday 14 May 2019
Time:
05:45pm - 07:15pm
Speaker:
Fraser Sinclair (AML Risk Analyst, Law Society of Scotland)
Seminar Details:

From the current year, all solicitors are required to complete one hour of risk management CPD. This seminar on AML is the second in a continuing series of verifiable risk management CPD seminars which the Royal Faculty will hold over the course of the year. The seminar will focus on the following -

  •   A Changing AML Landscape across the Legal Sector
  •   Government/OPBAS expectations
  •   How we are responding
  •   A Risk-Based Approach to our AML Supervision
  •   Changes to our inspection Regime

A graduate of two forensic degrees, Fraser Sinclair began his Anti Money-Laundering career in Lloyds Banking Group, starting as a back-office operations junior KYC and due diligence analyst. After progressing through to a senior Anti Money Laundering role in Commercial and Corporate Banking he went on to handle AML trade referrals, higher risk work, Quality Control of colleague work and leading on design and delivery of AML Training. Fraser joins us as AML Risk Analyst.

Booking fee: members £50; non-members £80; trainee/paralegal from member firm £15; trainee/paralegal from non-member firm £25

Related File(s):
Booking Form:
Registrations are now closed

Subscribe to RFPG mailing lists

The Royal Faculty's aims include the support of members’ legal practices and the provision of services to the legal profession. We would like to ensure that the information we provide you is as relevant as possible.
If you would like to receive updates from the Royal Faculty please complete the form below, selecting the mailing list(s) you would like to subscribe to. 
You can unsubscribe at any point.

* indicates required
I am a member of the RFPG *
Mailing Lists
Topics of particular interest to me

 

 

Latest News

RFPG CPD Seminars

How to restructure the workforce and manage legal risks on returning to work
Thursday October 1, 11:00 AM - 12:00 PM

This webinar will discuss: 1) How to manage a fair redundancy selection process – the milestones and essential consultation points and how to score objectively; 2) Options short ... Read More Find more RFPG seminars

RFPG CPD Seminars

Conveyancing & Feudal Reform (Scotland) Act 1970: Is it fit for purpose?
Tuesday October 6, 11:00 AM - 12:00 PM

Booking fee: members £30; non-members £50; trainee/paralegal from member firm £10; unemployed/trainee/paralegal from non-member firm £20 To reserve a place please click on this li... Read More Find more RFPG seminars

There are currently no upcoming seminars.

Royal Faculty of Procurators in Glasgow
12 Nelson Mandela Place,
Glasgow G2 1BT
0141 332 3593 (tel)
library@rfpg.org

facebook iconTwitter IconLinked in Iconlogo white circle

RFPG Shield type image 2